Director, Research & Regulation Group

Job Responsibilities

1. Risk Control Framework
•    Enhance the risk control framework to ensure it stays relevant to the needs of the organization
•    Maintain governance and oversight over 1 LoD providing guidance where necessary
•    Represent the interests of 1 LoD and handle with requests from front office such as enhancements on process, procedures and systems.
•    Develop and strong relationship with 1 LoD stakeholders
•    Review, develop and enhance risk controls for 1 LoD 
•    Deliver training and communication on risk and compliance matters to business / stakeholders when needed

2. Policy Management
•    Manage the Banks Policy Management system
•    Develop, assess, and revise bank policies by collaborating with relevant departments
•    Maintain oversight over the Policy process and implement controls where necessary

3. Project Management
•    Proactively identify areas for improvement in processes and systems
•    Manage ad-hoc projects to improve processes at SMBC APD

Job Requirements 

•    Bachelor's degree in Risk Management, Business Administration, Finance, or a related field.
•    Proven experience in compliance, risk management and policy management within the banking or financial services industry.
•    Excellent analytical, communication, and interpersonal skills.
•    Strong stakeholder and presentation skills
•    Strong attention to detail and ability to work collaboratively in a team-oriented environment.
•    Knowledge of relevant regulations and standards applicable to the banking industry.
•    Proficient in Microsoft Word, Excel, PowerPoint
•    Team-oriented