Audit Liaison and Technology Compliance Officer

Headquartered in Tokyo, Sumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution and a core member of Sumitomo Mitsui Financial Group (SMBC Group). Built upon our rich Japanese heritage since 1876, we put our customers first and provide seamless access to, from and within the Asia Pacific region.   SMBC is one of the largest Japanese banks by assets and maintain strong credit ratings across our global integrated network.  We work closely as one SMBC Group to offer personal, corporate and investment banking services to meet the needs of our customers.

With sustainability embedded within our strategy and operations, we are committed to creating a society in which today’s generation can enjoy economic prosperity and well-being, and pass it on to future generations.

As the AVP for Internal Audit and Regulatory Response, you will help sustain the operational requirements of the Security and Architecture Group (SAG) – MNL Governance, Risk and Compliance, including the Audit and Controls Assurance function. Currently, these responsibilities are being handled full-time by one person and part-time by the SAG MNL Head. With the addition of a new permanent staff member, we are expanding our capacity to focus more deeply on regulatory compliance and advisory efforts.

How You’ll Make an Impact

• Assist the Security Manager in preparing regular reports to Management, including internal controls assessments, analysis of newly released Information Security or Cybersecurity regulations, and policy compliance with Head Office and regional standards for the MNL Branch.
• Support the Security Manager in monitoring control programs and remediation activities, and help coordinate internal and external system and information security audits.
• Help maintain IS policies and procedures, and assist in administering reviews related to overall system security compliance programs.
• Conduct assessments to identify potential risks and root causes of ineffective IS controls, and provide actionable recommendations for resolution.
• Perform other duties as assigned by GPAPD Management and the Security Manager, as needed.

What Sets You Apart

• Graduate of Computer Science, Accountancy, or a related course.
• Solid understanding and hands-on experience with Identity and Access Management (IAM).
• Brings at least 5 years of experience in Information Security, Technology Risk, or Operational Risk
• Upholds ethical business practices, doing the right thing while ensuring full compliance with internal controls and legal/regulatory standards
• Strong problem-solving skills and can adapt quickly when demands and priorities shift
• You use relevant information to make sound, informed recommendations
• You collaborate well with others and communicate effectively across teams and cultures
• You’re open-minded and flexible in your interactions with others
• You have a good aptitude for learning and mastering new technolog
• Oral and written communication skills are clear, professional, and effective