Senior Analyst-Trade Business Control

Headquartered in Tokyo, Sumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution and a core member of Sumitomo Mitsui Financial Group (SMBC Group). Built upon our rich Japanese heritage since 1876, we put our customers first and provide seamless access to, from and within the Asia Pacific region.   SMBC is one of the largest Japanese banks by assets and maintain strong credit ratings across our global integrated network.  We work closely as one SMBC Group to offer personal, corporate and investment banking services to meet the needs of our customers.

With sustainability embedded within our strategy and operations, we are committed to creating a society in which today’s generation can enjoy economic prosperity and well-being, and pass it on to future generations.

1. Sound knowledge of Trade Products like Cross Border payments, Export transactions, Import Lc Transactions, Trade Loans Etc

2. Review and ensure trade compliance, operational accuracy and completeness across multiple transactions getting processed in Trade Operations.

3. Assist in post-transaction controls for Trade including sampling for sanctions screening compliance, TBML compliance and other sampling.

4. Investigate and resolve any exceptions, breaks, mismatches, or discrepancies in daily transaction processing basis internal checklists.

5. Support daily control processes, which including reconciliations, compliance monitoring and checks.

6. Investigate and resolve any exceptions, breaks, mismatches, or discrepancies in daily transaction processing basis internal checklists.

7. Identify and implement process enhancements to reduce manual touchpoints and operational risk. Assist in automation and control initiatives.

8. Liaise with Compliance/Product/Business Teams/ within Operations Department /technology teams to ensure seamless operations and issue resolution.

9. Contributing towards department efforts in the areas of constant process improvement, improving productivity etc

10. Other work allocated by the management from time to time

Maintain audit trails and documentation for all trade activities. Generate and analyze periodic reports for management and regulatory compliance. Ensure compliance with regulatory requirements as well as Head Office guidelines.

11. Cross-Department Coordination:

Liaise with Compliance/Product/Business Teams/ within Operations Department /technology teams to ensure seamless operations and issue resolution.