Vice President-Director - Business Auditor

Headquartered in Tokyo, Sumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution and a core member of Sumitomo Mitsui Financial Group (SMBC Group). Built upon our rich Japanese heritage since 1876, we put our customers first and provide seamless access to, from and within the Asia Pacific region.   SMBC is one of the largest Japanese banks by assets and maintain strong credit ratings across our global integrated network.  We work closely as one SMBC Group to offer personal, corporate and investment banking services to meet the needs of our customers.

With sustainability embedded within our strategy and operations, we are committed to creating a society in which today’s generation can enjoy economic prosperity and well-being, and pass it on to future generations.

SUMITOMO MITSUI BANKING CORPORATION MALAYSIA BERHAD - SMBCMY

Job Responsibilities
1. Assist the Unit Head and Head of Internal Audit/ Chief Internal Auditor in the development of the overall internal audit strategies, standards and policies.
2. Ensure that the audit programs are prepared and updated periodically.
3. Assist the Team Leader in performing the preparation for audit or any ad hoc audit engagements.
4. Ensure that the timelines set for the audit engagements by the Team Leader are met.
5. Perform the necessary steps to conduct the audit engagements.
6. Identify potential areas of concern during the audit engagements and to continuously update/ revert promptly on queries/ amendments required to the Team Leader accordingly.
7. Ensure that the audit engagements’ working papers are assembled, maintained and filed correctly in line with the standards of the department.
8. Draft audit observations and assist with the preparation of the draft audit reports.
9. To perform any other ad hoc assignments that may be assigned to them by the Team Leader, Unit Head and Head of Internal Audit/ Chief Internal Auditor.

Job Requirements

1. Degree or professional qualification in business, economics, accountancy, information technology or related discipline.

2. A member of The Institute of Internal Auditors/ Information Systems Audit and Control Association/ Asian Institute of Chartered Bankers or where relevant.

3. 8 years of banking related experience of which minimum 5 years of auditing experience.

4. Strong leadership skills.

5. Strong in administration and management skills.

6. Strong motivator with people influential skills.

7. Good interpersonal skills.

8. Good writing and articulation skills.

9. Have a probing, inquisitive, conceptual and analytical mind.

10. Meticulous and an eye for details.

11. Ethically strong towards to the profession of auditing in upholding independence and objectivity.